Trade Finance: the challenge for RegTech

In discussion with Farah Shaikh, Trade Finance Expert, member of the ITFA* FinTech Committee Tell us about Trade Finance - how big is this market?  In simple terms, when goods are exported, the exporter will require payment for the goods in advance of the shipment, meaning the importer bears the risk of those goods not … Continue reading Trade Finance: the challenge for RegTech

The role of RegTech in the future of markets: Part 2

RegTech Associates were in discussion with Richard Fenner, Manager, Regulatory Affairs, World Federation of Exchanges (WFE) Part 2: What the WFE sees in the future What is the potential and interest for new technologies (AI, ML, DLT)? One of the things that characterises a lot of these new technologies is the necessity for collaboration. The … Continue reading The role of RegTech in the future of markets: Part 2

Tariq Khan on Crypto: the Opportunities and the Dangers

Tariq Khan is a qualified lawyer, angel investor, startup board member and co-founding partner of Outrun Ventures. Hi Tariq. Can you provide our readers with some background? I qualified at the Bar twenty years ago, specialising in consumer-focused subjects and company and commercial law. As one of the early wave of lawyers to then go … Continue reading Tariq Khan on Crypto: the Opportunities and the Dangers

The role of RegTech in the future of markets: Part 1

RegTech Associates were in discussion with Richard Fenner, Manager, Regulatory Affairs, World Federation of Exchanges (WFE) Part 1 - The current situation, as evaluated by the WFE What is the WFE and what do you do? The WFE is the global body that brings together the exchange and Central Counterparty clearing (CCP) community. We represent … Continue reading The role of RegTech in the future of markets: Part 1

Semantic Shortcuts to Digital Regulatory Reporting

If you’ve been following the work of the FCA’s RegTech team over the last few years, you’ll be aware of the cutting-edge research they (and a cross-industry project team) have been doing to explore the art of the possible for Digital Regulatory Reporting (DRR). In collaboration with the FCA, we convened an industry roundtable in … Continue reading Semantic Shortcuts to Digital Regulatory Reporting

Euronext : building a tech enabled risk and compliance culture

Anne Giviskos is the Head of Risk and Compliance at Euronext RegTech Associate Lilia Tira recently caught up with Anne Giviskos, Head of Risk and Compliance at Euronext. Financial markets have gone through a number of regulations over the last 10 years. Which regulations have had the most impact on financial market infrastructures?  "The regulation … Continue reading Euronext : building a tech enabled risk and compliance culture

What’s on the horizon for Accountability Regimes?

Our newest RegTech Associate and Conduct Risk Expert, Emma Parry, talks about some of the challenges and opportunities firms are facing as they address the requirements of the emerging Accountability regimes. With input from John O'Dwyer of Axiom HQ. With focus on the extension of the Senior Managers and Certification Regime (SM&CR) in December 2019 … Continue reading What’s on the horizon for Accountability Regimes?

GDF – Setting the conduct standards for Crypto & Digital Assets

Teana Baker-Taylor is the Executive Director of Global Digital Finance Firstly, can you tell us about yourself and your background? I am the executive director for Global Digital Finance, which is a members association facilitating the development of standards and best practices for the blockchain, crypto and digital assets industry through the creation of a … Continue reading GDF – Setting the conduct standards for Crypto & Digital Assets

Top Ten Highlights for RegTech from the PRA & FCA 2019/20 Business Plans

Both UK Financial Regulators - the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) - issued their 2019/20 business plans just before Easter. These plans lay out the work programmes of each authority for the next twelve months, making them an essential read for firms with products that support the compliance of regulated … Continue reading Top Ten Highlights for RegTech from the PRA & FCA 2019/20 Business Plans

Market Integrity and Transparency Part 2 – The How and the What

In this second of two posts, we explore the difficulties presented by complying with market integrity and transparency regulations. Thankfully, there are many innovative technology solutions on the market to address these challenges and we have created a market map of this category to help buyers understand which products might fit their particular use case. … Continue reading Market Integrity and Transparency Part 2 – The How and the What