Insights

Here is a small sample of our blog posts, be sure to check out our archive of blog posts in the website footer. 

Recent Posts: RegTech Associates

Vesna’s Financial Crime predictions for 2019

We asked our new Associate, financial crime expert Vesna McCreery to tell us her key predictions for fighting financial crime in 2019. Financial Crime in banking is usually synonymous with … Continue reading Vesna’s Financial Crime predictions for 2019

…what it is and what it is not.

Earlier this month we were asked to comment on the Danske Bank money-laundering scandal and the accusations that had been levelled at the Danish Financial Supervisory Authority of regulatory capture. … Continue reading …what it is and what it is not.

Digital Regulatory Reporting – it’s a 2018 wrap!

RegTech Associates took the Digital Regulatory Reporting discussion right to the forefront in London in Early December, with an afternoon industry roundtable followed by an evening event. As with our … Continue reading Digital Regulatory Reporting – it’s a 2018 wrap!

RegTech and Financial Conduct Risk – Q&A with Ed Buckman from Axiom HQ

On 5th December, The Reg Doctor caught up with Ed Buckman, VP of Sales at AxiomHQ at the RegTech Rising conference to discuss all things conduct risk, after having seen … Continue reading RegTech and Financial Conduct Risk – Q&A with Ed Buckman from Axiom HQ

Digital Regulatory Reporting – It’s only rules, data and execution – are we finished yet?

In the latest (and final?) update on the pilot, hosted at the FCA office in Stratford, Nick Cook from the FCA explained the aim was to address the common pain points between the regulator and the industry of the current reporting system, – cost, inconsistency, duplication of data and data protection issues.The core team members of the project team then updated us on progress and lessons learnt.

Switzerland, Rules & RegTech

In the latest of our Digital Regulation Series in Collaboration with the FCA, we visited Zurich. Is Switzerland a principles based regulatory regime ? What are FINMA doing to prepare for Digital and how can RegTech help?

Digital Regulatory Change – it’s magic!

On Monday 15th October at Barclays global HQ in London, we gathered together representatives from leading financial institutions and regulators to discuss the possibilities and promise of Digital Regulatory Change. … Continue reading Digital Regulatory Change – it’s magic!

Spotlight on the Securities Finance Transaction Regulation (SFTR) – Part Two

This is the second of our posts exploring SFTR with Robert Keane, Product Manager at Pirum. Below, we focus more on the impacts and challenges of this new reporting regime … Continue reading Spotlight on the Securities Finance Transaction Regulation (SFTR) – Part Two

The Reg Doctor speaks….about capital markets, technology and disruption

RegTech Associates will be attending the inaugural DerivSource conference on 14th November in London. The theme of the conference is Derivatives Today: Navigating the Path of Uncertainty and will explore the … Continue reading The Reg Doctor speaks….about capital markets, technology and disruption