Our Associate Lilia Tira recently discussed all things RegTech with Rachel Przybylski, Regulatory Affairs and Company Secretary at Saxo Markets UK. Rachel Przybylski Saxo Markets is a UK FCA regulated entity of Saxo Bank AS, which is headquartered in Denmark. The Saxo Bank Group is a provider of electronic trading and investment services, entering the market … Continue reading Regulatory Challenges of Saxo Bank
Anne Giviskos is the Head of Risk and Compliance at Euronext RegTech Associate Lilia Tira recently caught up with Anne Giviskos, Head of Risk and Compliance at Euronext. Financial markets have gone through a number of regulations over the last 10 years. Which regulations have had the most impact on financial market infrastructures? "The regulation … Continue reading Euronext : building a tech enabled risk and compliance culture
Our newest RegTech Associate and Conduct Risk Expert, Emma Parry, talks about some of the challenges and opportunities firms are facing as they address the requirements of the emerging Accountability regimes. With input from John O'Dwyer of Axiom HQ. With focus on the extension of the Senior Managers and Certification Regime (SM&CR) in December 2019 … Continue reading What’s on the horizon for Accountability Regimes?
In this second of two posts, we explore the difficulties presented by complying with market integrity and transparency regulations. Thankfully, there are many innovative technology solutions on the market to address these challenges and we have created a market map of this category to help buyers understand which products might fit their particular use case. … Continue reading Market Integrity and Transparency Part 2 – The How and the What