We asked our new Associate, financial crime expert Vesna McCreery to tell us her key predictions for fighting financial crime in 2019. Financial Crime in banking is usually synonymous with regulatory measures to combat money-laundering, corruption and ensuring compliance with financial sanctions. However, we should also consider cybercrime under this umbrella, even though it has … Continue reading Vesna’s Financial Crime predictions for 2019
RegTech Associates took the Digital Regulatory Reporting discussion right to the forefront in London in Early December, with an afternoon industry roundtable followed by an evening event. As with our event in London on the 15th October, our speakers covered a range of topics, which emerged from the afternoon discussion and were developed further. From … Continue reading Digital Regulatory Reporting – it’s a 2018 wrap!
This is the second of our posts exploring SFTR with Robert Keane, Product Manager at Pirum. Below, we focus more on the impacts and challenges of this new reporting regime for market participants. Do the SFTR transaction reporting obligations have different impacts for different types of market participants? Yes, absolutely. So, for firms on the … Continue reading Spotlight on the Securities Finance Transaction Regulation (SFTR) – Part Two
Recently, Sian caught up with Robert Keane, Product Manager at Pirum to find out more about SFTR and some of its complexities for market participants. This first post introduces the main elements of the SFTR and we will follow up with another post discussing the impacts and implications for market participants. Can you explain what … Continue reading Spotlight on the Securities Finance Transaction Regulation (SFTR) – Part One
We are often asked what is RegTech, what problem does it solve and how do I become more involved. We decided to make some of our client material available free for our community. We hope you enjoy.
July has been a busy month for the UK and EU regulators, with the PRA publishing several consultation papers on Solvency II, the SMCR rules being finalised for insurers and all FCA registered firms and the EU's fifth Anti-Money Laundering Directive entering into force on 9th July. We highlight here the regulatory news that is … Continue reading July’s Regulatory News
Today we are pleased to release the “2018: The Time for Regulatory Data Platforms – New York” white paper. This follows a RegTech Associates' event hosted together with BNY Mellon in New York on 17 May 2018, which formed part of our “In Partnership” series. The event explored how ongoing needs to manage issues such … Continue reading White Paper on 2018: The Time for Regulatory Data Platforms – New York
Today we release the "RegTech 2018: Mid-Year Report" whitepaper, which we have prepared ahead of our participation in the LTW@China event. Whitepaper (english) Whitepaper (mandarin) RegTech Associates are the Official RegTech Partner for the two major LTW (London Tech Week) launch events that will take place in Shanghai from May 15th-16th and in Shenzhen from May 17th-18th … Continue reading RegTech 2018: Mid-Year Report
It was my pleasure to chair the Altus consulting "Regulation is eating the world" event on the 20th of February 2018 at Level 39 in Canary Wharf, London. Much is written about RegTech's impact on Banking and Financial Services. It was nice to see some new faces from Altus' customer base in the room. Companies … Continue reading Has Regulation Eaten the World?
In March 2018, Jason Boud was a keynote speaker at the KuppingerCole Event in Frankfurt. The full presentation can be viewed below.