For our fourth in our series of industry roundtables in collaboration with the FCA, we gathered financial crime practitioners, regulators and RegTech vendors in the Shard for a morning of lively and engaging discussion on all things KYC. Over 20 global banks, asset managers and FinTechs were represented and we also welcomed members of the … Continue reading Joining the FinCrime dots
Tariq Khan is a qualified lawyer, angel investor, startup board member and co-founding partner of Outrun Ventures. Hi Tariq. Can you provide our readers with some background? I qualified at the Bar twenty years ago, specialising in consumer-focused subjects and company and commercial law. As one of the early wave of lawyers to then go … Continue reading Tariq Khan on Crypto: the Opportunities and the Dangers
If you’ve been following the work of the FCA’s RegTech team over the last few years, you’ll be aware of the cutting-edge research they (and a cross-industry project team) have been doing to explore the art of the possible for Digital Regulatory Reporting (DRR). In collaboration with the FCA, we convened an industry roundtable in … Continue reading Semantic Shortcuts to Digital Regulatory Reporting
On 5th December, The Reg Doctor caught up with Ed Buckman, VP of Sales at AxiomHQ at the RegTech Rising conference to discuss all things conduct risk, after having seen a short demo of the new AxiomHQ solution for SMCR. How do you define financial conduct risk? Broadly speaking, the actions or behaviour of financial … Continue reading RegTech and Financial Conduct Risk – Q&A with Ed Buckman from Axiom HQ
In the latest (and final?) update on the pilot, hosted at the FCA office in Stratford, Nick Cook from the FCA explained the aim was to address the common pain points between the regulator and the industry of the current reporting system, - cost, inconsistency, duplication of data and data protection issues.The core team members of the project team then updated us on progress and lessons learnt.
In the latest of our Digital Regulation Series in Collaboration with the FCA, we visited Zurich. Is Switzerland a principles based regulatory regime ? What are FINMA doing to prepare for Digital and how can RegTech help?
On Monday 15th October at Barclays global HQ in London, we gathered together representatives from leading financial institutions and regulators to discuss the possibilities and promise of Digital Regulatory Change. This was the first in our series of international events held in collaboration with the FCA and focused on the topic of Digital Regulation. For … Continue reading Digital Regulatory Change – it’s magic!
RegTech Associates will be attending the inaugural DerivSource conference on 14th November in London. The theme of the conference is Derivatives Today: Navigating the Path of Uncertainty and will explore the current market factors impacting industry infrastructure and derivatives operations on both the buy and the sell side, as well as the challenges that come with political … Continue reading The Reg Doctor speaks….about capital markets, technology and disruption
RegTech Associates is pleased to be a sponsor and supporter of RegTech Rising for the 2nd year. Our CEO, Jason Boud will be speaking at RegTech Rising on the topic of Why Financial Institutions Need A Master Data Strategy As A Starting Point For A RegTech Strategy and Sian Lewin will also be attending the conference. See … Continue reading Meet a RegTech Associate at RegTech Rising
Since 2014, the FCA has been at the vanguard of regulatory activities to foster innovation and reduce the barriers to entry for new products, business models and firms in the financial services industry. 2014 saw the beginning of Project Innovate, and along with the Monetary Authority of Singapore, the FCA was the first regulator to … Continue reading August’s Regulatory News