For the second webinar of our Digital Regulation Series, we were delighted to have Janet Adams join us as an explainability expert. Janet is Head of Strategic Projects and Performance, Business Banking at TSB and has recently completed an MSc in Artificial Intelligence at the University of Essex. There she developed a path-breaking dissertation on … Continue reading FATE and Explainability – Janet Adams tells us about her research
As part of our Digital Regulation Series where we are putting a spotlight on financial crime, we host a webinar on each theme that we are discussing. Our second instalment explored 'Crises, fraud and the use of AI' and we were joined by industry experts Andrew Renshaw, VP of Banking Solutions at Feedzai and Janet … Continue reading The Reg Doctor on the academic theory of fraud and what happens during a crisis.
For our fourth in our series of industry roundtables in collaboration with the FCA, we gathered financial crime practitioners, regulators and RegTech vendors in the Shard for a morning of lively and engaging discussion on all things KYC. Over 20 global banks, asset managers and FinTechs were represented and we also welcomed members of the … Continue reading Joining the FinCrime dots
Tariq Khan is a qualified lawyer, angel investor, startup board member and co-founding partner of Outrun Ventures. Hi Tariq. Can you provide our readers with some background? I qualified at the Bar twenty years ago, specialising in consumer-focused subjects and company and commercial law. As one of the early wave of lawyers to then go … Continue reading Tariq Khan on Crypto: the Opportunities and the Dangers
If you’ve been following the work of the FCA’s RegTech team over the last few years, you’ll be aware of the cutting-edge research they (and a cross-industry project team) have been doing to explore the art of the possible for Digital Regulatory Reporting (DRR). In collaboration with the FCA, we convened an industry roundtable in … Continue reading Semantic Shortcuts to Digital Regulatory Reporting
On 5th December, The Reg Doctor caught up with Ed Buckman, VP of Sales at AxiomHQ at the RegTech Rising conference to discuss all things conduct risk, after having seen a short demo of the new AxiomHQ solution for SMCR. How do you define financial conduct risk? Broadly speaking, the actions or behaviour of financial … Continue reading RegTech and Financial Conduct Risk – Q&A with Ed Buckman from Axiom HQ
In the latest (and final?) update on the pilot, hosted at the FCA office in Stratford, Nick Cook from the FCA explained the aim was to address the common pain points between the regulator and the industry of the current reporting system, - cost, inconsistency, duplication of data and data protection issues.The core team members of the project team then updated us on progress and lessons learnt.
In the latest of our Digital Regulation Series in Collaboration with the FCA, we visited Zurich. Is Switzerland a principles based regulatory regime ? What are FINMA doing to prepare for Digital and how can RegTech help?
On Monday 15th October at Barclays global HQ in London, we gathered together representatives from leading financial institutions and regulators to discuss the possibilities and promise of Digital Regulatory Change. This was the first in our series of international events held in collaboration with the FCA and focused on the topic of Digital Regulation. For … Continue reading Digital Regulatory Change – it’s magic!
RegTech Associates will be attending the inaugural DerivSource conference on 14th November in London. The theme of the conference is Derivatives Today: Navigating the Path of Uncertainty and will explore the current market factors impacting industry infrastructure and derivatives operations on both the buy and the sell side, as well as the challenges that come with political … Continue reading The Reg Doctor speaks….about capital markets, technology and disruption
RegTech Associates is pleased to be a sponsor and supporter of RegTech Rising for the 2nd year. Our CEO, Jason Boud will be speaking at RegTech Rising on the topic of Why Financial Institutions Need A Master Data Strategy As A Starting Point For A RegTech Strategy and Sian Lewin will also be attending the conference. See … Continue reading Meet a RegTech Associate at RegTech Rising
Since 2014, the FCA has been at the vanguard of regulatory activities to foster innovation and reduce the barriers to entry for new products, business models and firms in the financial services industry. 2014 saw the beginning of Project Innovate, and along with the Monetary Authority of Singapore, the FCA was the first regulator to … Continue reading August’s Regulatory News
As an economist at the Bank of England, Oliver Burrows wants to make policy decisions about financial stability based on data and data sets that reflect today's financial environment. However, given the nature of the current regulatory reporting framework, it can take as long as three years to get hold of the right data, by … Continue reading FCA Digital Regulatory Reporting pilot
We are often asked what is RegTech, what problem does it solve and how do I become more involved. We decided to make some of our client material available free for our community. We hope you enjoy.
On 10th May, Dr Sian Lewin chaired a panel at the first RegTech for London event curated by Matt Elton of Finnolux. The event was themed around AML and KYC and asked the important question of 'Do you really know your customer?'. With the fifth EU Anti-Money Laundering Directive coming into force the day before, … Continue reading The Reg Doctor @ RegTech for London
RegTech Associates' CEO Jason Boud, and Chairman, David Meek were invited to speak at the 3rd London-China Hi! Tech event on the 12th June, 2018. The event was part of London Tech Week and explored whether RegTech and Blockchain would become game changers for FinTech adoption. Jason Boud outlined how Regulators and regulated firms are building up … Continue reading London Tech Week 2018 : RegTech Associates Keynote & Panel
Today we are pleased to release the “2018: The Time for Regulatory Data Platforms – New York” white paper. This follows a RegTech Associates' event hosted together with BNY Mellon in New York on 17 May 2018, which formed part of our “In Partnership” series. The event explored how ongoing needs to manage issues such … Continue reading White Paper on 2018: The Time for Regulatory Data Platforms – New York
On 17 May 2018, RegTech Associates’ “In Partnership” series continued with BNY Mellon hosting an event in New York entitled “2018: The Time for Regulatory Data Platforms”. This followed a linked event held at BNY Mellon London on 17 April – notes following that event can be found here and a corresponding whitepaper can be found … Continue reading 2018: The Time for Regulatory Data Platforms – New York Event
On 17 April, 2018, in partnership with BNY Mellon, RegTech Associates hosted an event in London entitled “2018: The Time for Regulatory Data Platforms”. The event explored how RegTech is addressing business challenges such as Regulatory Change, Monitoring & Surveillance, GDPR, CASS, the Senior Managers Certification Regime (SMCR), Risk Intelligence and more. Speakers … Continue reading White Paper: The Time for Regulatory Data Platforms – London
The FCA's 5th TechSprint is focused on a $1.6 Trillion Anti Money Laundering (AML) and Financial Crime problem and is taking place in London from 22nd - 24th May 2018. RegTech Associates has been appointed a supporting organisation, providing post-event support to the FAST Award winners. With the participation of 9 different international regulators and law enforcement … Continue reading Biggest RegTech Event: The FCA AML & Financial Crime TechSprint 2018