Spotlight on the Securities Finance Transaction Regulation (SFTR) – Part Two

This is the second of our posts exploring SFTR with Robert Keane, Product Manager at Pirum. Below, we focus more on the impacts and challenges of this new reporting regime for market participants.  Do the SFTR transaction reporting obligations have different impacts for different types of market participants?  Yes, absolutely. So, for firms on the … Continue reading Spotlight on the Securities Finance Transaction Regulation (SFTR) – Part Two

The Reg Doctor speaks….about capital markets, technology and disruption

RegTech Associates will be attending the inaugural DerivSource conference on 14th November in London. The theme of the conference is Derivatives Today: Navigating the Path of Uncertainty and will explore the current market factors impacting industry infrastructure and derivatives operations on both the buy and the sell side, as well as the challenges that come with political … Continue reading The Reg Doctor speaks….about capital markets, technology and disruption

Meet a RegTech Associate at RegTech Rising

RegTech Associates is pleased to be a sponsor and supporter of RegTech Rising for the 2nd year. Our CEO, Jason Boud will be speaking at RegTech Rising on the topic of Why Financial Institutions Need A Master Data Strategy As A Starting Point For A RegTech Strategy and Sian Lewin will also be attending the conference. See … Continue reading Meet a RegTech Associate at RegTech Rising

Spotlight on the Securities Finance Transaction Regulation (SFTR) – Part One

Recently, Sian caught up with Robert Keane, Product Manager at Pirum to find out more about SFTR and some of its complexities for market participants. This first post introduces the main elements of the SFTR and we will follow up with another post discussing the impacts and implications for market participants. Can you explain what … Continue reading Spotlight on the Securities Finance Transaction Regulation (SFTR) – Part One

FCA Digital Regulatory Reporting pilot

As an economist at the Bank of England, Oliver Burrows wants to make policy decisions about financial stability based on data and data sets that reflect today's financial environment. However, given the nature of the current regulatory reporting framework, it can take as long as three years to get hold of the right data, by … Continue reading FCA Digital Regulatory Reporting pilot

London Tech Week 2018 : RegTech Associates Keynote & Panel

RegTech Associates' CEO Jason Boud, and Chairman, David Meek were invited to speak at the 3rd London-China Hi! Tech event on the 12th June, 2018. The event was part of London Tech Week and explored whether RegTech and Blockchain would become game changers for FinTech adoption. Jason Boud outlined how Regulators and regulated firms are building up … Continue reading London Tech Week 2018 : RegTech Associates Keynote & Panel